Our Services

Governance

governance
 
 

  • Drafting and set up of Corporate Governance framework

  • Drafting of corporate governance policy

  • Gap analysis on the basis of the principles of corporate governance

  • Evaluation of the organizational structure of the company in accordance with the strategy and objectives

  • Annual assessment of the internal control system in cooperation with the Board of Directors

  • Board of Directors & Committees Evaluations

  • Supporting and training Board members and other committees' members on corporate governance issues

  • Ad hoc crisis management missions

 

Compliance

compliance.png
 
 

  • Gap analysis

  • Assistance for implementation of new regulations (e.g. MiFiD II, DAC 6, GDPR...)

  • Preparation for on-site inspection by the CSSF (mock audit)

  • Drafting of Compliance Monitoring Plan

  • Drafting/updating of policies and procedures

  • Drafting of periodic and annual Compliance reports

  • Drafting and support on the implementation of controls system

  • Compliance Risk Assessment

  • Awareness and training programs

  • Cooperation with the authorities

  • Regulatory watch

  • Remediation plans

 

AML/FTC

Fraud.png
 
 

  • Operational support for KYC profiling (onboarding / recertification)

  • Ongoing monitoring

  • Due diligence

  • KYC process implementation and optimization

  • AML/CTF risk assessment

  • AML/CFT risk reports

  • Name screening

  • Forensic investigation

  • Business and Functional analysis and specification

  • Annual and periodical AML/CFT training

  • Remediation plans

 

Risk Management

Risk Management
 
 

  • Set up of the Risk management function

  • Drafting/updating of risk management policies, procedures and supporting documents

  • Risk identification and quantification, Risk Management system, KRI set up

  • Risk functional analysis and specification and support on the implementation of controls system

  • Supply of an approved Conducting Officer on a permanent or temporary basis

  • Support services, periodic and annual draft risk reporting generation, risk registers etc.

  • Board preparation

  • Risk Management Function and audit

  • Gap analysis, Remediation plans, action plans

  • Assistance for implementation of new regulations and regulatory watch

  • Risk management awareness and training programs

 

Reporting

noun_report_1277611-3.png
 
 

  • Global data management - controls, completeness, validation and publication

  • Regulatory solutions (RMP review, KRI set-up, Board preparation,…)

  • Risk reporting

  • AIFM reporting

  • KIID / PRIIPS KID - EPT production

  • MiFID II EMT production

  • Stress Test Set up

  • Solvency II / Transparisation

  • Tax, FATCA and CRS Reporting

  • Set-up and take over of Factsheets

  • Interim resources at junior, middle and senior management level

 

Corporate Services

Corp-final.png
 
 

  • Structuring and Restructuring analysis and execution

  • Corporate governance review - Entity and substance compliance health check

  • Company set up / incorporation

  • Ultimate beneficial owner register services

  • Directorship and monitoring

  • Advanced Company Secretarial Services - day to day administration

  • KYC and AML management

  • Financial accounting and preparation of annual financial statements

  • IFRS Services

  • Tax compliance, including FATCA, CRS, VAT and corporate tax registration and filing

  • Audit support

  • Interim resources at junior, middle and senior management level

 

Outsourcing

Outsourcing
 
 

  • Independent Director mandates

  • Acting Conducting Officer

  • Compliance Officer Mandates

  • RC Mandates

  • Interim resources at junior/middle/senior management level


 

Trainings

educacion (1).png
 
 
 

NoW Academy is an authorized training entity

  • Extended choice from catalogue (e.g. ESG, AML, GDPR, DAC 6, etc.)

  • Preparation and performance of trainings tailored to the client’s needs